UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging
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Section 5 – Corporate Governance and Management
Item 5.07 – Submission of Matters to a Vote of Security Holders.
| (a) | On April 19, 2021, the Company held its Annual Meeting of Stockholders. |
| (b) | Proxies for the Annual Meeting were solicited pursuant to Regulation 14A of the Securities Exchange Act of 1934, as amended. There was no solicitation in opposition to management’s nominees for directors as listed in the Proxy Statement, and all such nominees for director listed in the Proxy Statement were elected. The final results of the voting for directors are set forth below: |
Proposal 1
Election of Directors
| Nominee | For | Withhold |
Abstain
|
Broker non-votes |
| Thomas A. Broughton III | 39,302,900 | 332,366 | - | 7,687,593 |
| J. Richard Cashio | 38,053,657 | 1,581,609 | - | 7,687,593 |
| James J. Filler | 39,143,356 | 491,911 | - | 7,687,593 |
| Michael D. Fuller | 38,846,578 | 788,689 | - | 7,687,593 |
| Christopher J. Mettler | 39,598,026 | 37,240 | - | 7,687,593 |
| Hatton C.V. Smith | 39,150,198 | 485,069 | - | 7,687,593 |
| Irma L. Tuder | 38,964,762 | 670,504 | - | 7,687,593 |
Described below are the other matters voted upon at the Annual Meeting and the final number of affirmative votes, negative votes, abstentions and broker non-votes:
Proposal 2
Advisory vote on executive compensation - approved
| For | Against |
Abstain
|
Broker non-votes |
| 38,737,313 | 785,241 | 112,712 | 7,687,593 |
Proposal 3
Ratification of Dixon Hughes Goodman LLP as Independent Registered Public Accounting Firm
for the year ending December 31, 2020 - approved
| For | Against |
Abstain
|
Broker non-votes |
| 47,265,689 | 47,281 | 9,890 | - |
As of the record date of the Annual Meeting, 54,099,004 shares of common stock were issued and outstanding, with 47,322,859 shares of common stock represented by proxies at the Annual Meeting.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SERVISFIRST BANCSHARES, INC. | |
| /s/ Thomas A. Broughton, III | |
| Dated: April 20, 2021 | By: Thomas A. Broughton III |
| Chief Executive Officer |